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Strong regulatory protection

Strict supervision, mature enforcement, and stronger client-money or compensation frameworks. Search by regulator name, abbreviation, country, or alias to find the license context faster.

TIER I

Prime authority

Strong regulatory protection

18 regulator profiles in this tier. Same tier signature, criteria, and warning language.

Strict supervisionPublic register depth
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Showing 9 of 18 matching licenses

FCA

Financial Conduct Authority

United KingdomStrong regulator

The FCA is a top-tier UK financial regulator with strict conduct, capital, reporting, and client-money expectations. Protection depends on the exact UK legal entity and product.

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ASIC

Australian Securities and Investments Commission

AustraliaStrong regulator

ASIC is Australia’s corporate, markets, and financial-services regulator. An Australian Financial Services Licence is a strong signal, but product protections and eligibility still depend on the account entity.

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MAS

Monetary Authority of Singapore

SingaporeStrong regulator

MAS is Singapore’s central bank and integrated financial regulator. A verified MAS license is a strong trust signal for Singapore services and the licensed legal entity.

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SFC

Securities and Futures Commission of Hong Kong

Hong KongStrong regulator

Hong Kong’s SFC is a well-established securities and futures regulator. A verified SFC license is a strong signal when the user is served by the licensed Hong Kong entity.

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SEC / FINRA

U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority

United StatesStrong regulator

U.S. broker-dealers are generally overseen through SEC registration and FINRA membership. This is a strong trust signal, but scope differs from forex/CFD licenses in other jurisdictions.

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BaFin

Federal Financial Supervisory Authority

GermanyStrong regulator

BaFin is Germany’s integrated financial supervisor. For broker research, a verified BaFin authorization is a strong EU trust signal for the German legal entity and its permitted activities.

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AMF France

Autorité des marchés financiers

FranceStrong regulator

France’s AMF is a major EU markets regulator. It is a strong trust signal for authorized French investment-service or market participants, but users must verify license scope and entity.

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FINMA

Swiss Financial Market Supervisory Authority

SwitzerlandStrong regulator

FINMA is Switzerland’s financial-market supervisor. A verified FINMA authorization is a strong signal, especially for Swiss banks, securities firms, asset managers, and supervised institutions.

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JFSA

Financial Services Agency of Japan

JapanStrong regulator

Japan’s Financial Services Agency is a strong regulator for financial instruments business operators. Broker claims should be checked against Japanese registration categories and official lists.

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Important disclosure

Broker research, not investment advice

Availability, fees, investor protection, and regulation can vary by country and legal entity. Verify the broker and regulator details directly before opening an account.

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