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Established oversight

Recognized regulator, but protection, enforcement, and compensation can vary by product and entity. Search by regulator name, abbreviation, country, or alias to find the license context faster.

TIER II

Established authority

Established oversight

11 regulator profiles in this tier. Same tier signature, criteria, and warning language.

Recognized local frameworkClear licensed activities
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Showing 9 of 11 matching licenses

CySEC

Cyprus Securities and Exchange Commission

CyprusEstablished regulator

CySEC supervises Cyprus Investment Firms inside the EU framework. It is a meaningful regulatory signal, especially for EU clients, but users should check entity, passporting, and compensation eligibility.

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FSCA

Financial Sector Conduct Authority

South AfricaEstablished regulator

South Africa’s FSCA is an established conduct regulator. It is a meaningful signal, but investor protection and enforcement expectations are different from FCA/ASIC-style top-tier regimes.

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DFSA

Dubai Financial Services Authority

United Arab EmiratesEstablished regulator

The DFSA regulates financial services in the Dubai International Financial Centre. It is a meaningful regulator for DIFC entities, but users should verify scope and entity because UAE financial regulation is zone-specific.

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CIMA

Cayman Islands Monetary Authority

Cayman IslandsEstablished offshore regulator

CIMA is a recognized offshore financial regulator. It can be meaningful for licensed entities, especially funds and institutions, but retail brokerage protection should be checked carefully by product and entity.

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Labuan FSA

Labuan Financial Services Authority

Malaysia / Labuan IBFCEstablished niche regulator

Labuan FSA supervises financial services in Malaysia’s Labuan international business and financial centre. It can be meaningful, but users should distinguish Labuan entity scope from mainland or global broker claims.

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OJK

Indonesia Financial Services Authority

IndonesiaEstablished local regulator

OJK supervises Indonesia’s financial services sector, including capital markets. It is meaningful for Indonesian-regulated financial firms, but product scope and local eligibility matter.

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Bappebti

Commodity Futures Trading Regulatory Agency

IndonesiaEstablished local regulator

Bappebti is Indonesia’s commodity futures trading regulator. It is highly relevant for locally licensed futures and forex/commodity brokers in Indonesia.

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ADGM FSRA

Financial Services Regulatory Authority of Abu Dhabi Global Market

United Arab EmiratesEstablished regulator

ADGM’s FSRA regulates financial services conducted in or from Abu Dhabi Global Market. It is a meaningful international financial-centre regulator, with scope tied to the ADGM entity.

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UAE SCA

Securities and Commodities Authority

United Arab EmiratesEstablished local regulator

The UAE Securities and Commodities Authority supervises securities and commodities markets in the UAE mainland context. Scope differs from DIFC DFSA and ADGM FSRA.

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Important disclosure

Broker research, not investment advice

Availability, fees, investor protection, and regulation can vary by country and legal entity. Verify the broker and regulator details directly before opening an account.

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